0001144204-12-036586 Sample Contracts

SALES INCENTIVE FEE AGREEMENT

Sales Incentive Fee Agreement • June 26th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • New York

• Contract Type
  Sales Incentive Fee Agreement
• Filed
  June 26th, 2012
• Company
  MainStay DefinedTerm Municipal Opportunities Fund
• Jurisdiction
  New York

SALES INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of [—], 2012, between Barclays Capital Inc. (“Barclays”), New York Life Investment Management LLC (the "Manager") and MacKay Shields LLC (the “Advisers,” and together with the Manager, the "Advisers").