1,660,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTInvestment Management Agreement • July 23rd, 2012 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Wells Fargo Securities, LLC (“Wells”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) are acting as representatives (in such capacity, the “Representatives”), hereto severally proposes to sell to the several Underwriters, an aggregate of 1,660,000 shares of the common stock, par value $0.001 per share of the Company (the “Firm Shares”).
