Amendment No. 3 to Credit AgreementCredit Agreement • August 14th, 2012 • Cti Industries Corp • Fabricated rubber products, nec • Illinois
This Amendment No. 3 to Credit Agreement is dated as of July 17, 2012, and is between CTI Industries Corporation, an Illinois corporation (the “Borrower”); John H. Schwan, an individual resident of Illinois (“Schwan”); Stephen M. Merrick, an individual resident of Illinois (“Merrick”); CTI Helium, Inc., an Illinois corporation and a Wholly-Owned Subsidiary of the Borrower, in its capacity as a guarantor (the “Subsidiary Guarantor”); and BMO Harris Bank N.A., a national banking association, successor to Harris N.A. (the “Bank”).
ContractNote and Warrant Purchase Agreement • August 14th, 2012 • Cti Industries Corp • Fabricated rubber products, nec • Illinois
THIS NOTE WAS ORIGINALLY ISSUED ON JULY 17, 2012, AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE ILLINOIS SECURITIES LAW OF 1953, AS AMENDED, AND IT MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT OR AN OPINION FROM COUNSEL SATISFACTORY TO THE BORROWER THAT SUCH REGISTRATION IS NOT REQUIRED. The transfer of such security is subject to the conditions specified in that certain Note and Warrant Purchase Agreement dated as of July 17, 2012 (as amended, restated or otherwise modified from time to time), by and between CTI Industries Corporation, an Illinois corporation, and BMO Private Equity (U.S.), Inc., a Delaware corporation.
WARRANT AGREEMENTWarrant Agreement • August 14th, 2012 • Cti Industries Corp • Fabricated rubber products, nec • Illinois
This Warrant Agreement is entered into this 17th day of July, 2012 (as amended, supplemented or modified from time to time, this “Warrant Agreement”) by and between CTI Industries Corporation, an Illinois corporation (together with its successors and permitted assigns, the “Issuer”), and BMO Private Equity (U.S.), Inc., a Delaware corporation (together with its successors and permitted assigns, “Holder”).
NOTE AND WARRANT PURCHASE AGREEMENT DATED AS OF July 17, 2012, BETWEEN CTI INDUSTRIES CORPORATION AND bmo pRIVATE eQUITY (u.S.), iNC.Note and Warrant Purchase Agreement • August 14th, 2012 • Cti Industries Corp • Fabricated rubber products, nec • Illinois
This NOTE AND WARRANT PURCHASE AGREEMENT is entered into as of July 17, 2012, by and between CTI INDUSTRIES CORPORATION, an Illinois corporation (the “Company”), and BMO PRIVATE EQUITY (U.S.), INC., a Delaware corporation (the “Purchaser”). All capitalized terms used herein without definition shall have the same meanings herein as such terms are defined in Section 5.1 hereof.
