PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT BROWN INVESTMENT ADVISORY INCORPORATED SUB-ADVISED FUNDSSub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledDecember 13th, 2012 Company JurisdictionAGREEMENT executed as of September 14, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and BROWN INVESTMENT ADVISORY INCORPORATED, a Maryland corporation (hereinafter called “the Sub-Advisor).
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledDecember 13th, 2012 Company JurisdictionAGREEMENT executed as of the 9th of October, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and DDJ CAPITAL MANAGEMENT, LLC, a Massachusetts limited liability company (hereinafter called “the Sub-Advisor).
PRINCIPAL INVESTORS FUND, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SPECTRUM SUB-ADVISED SERIESSub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledDecember 13th, 2012 Company JurisdictionAGREEMENT executed as of December 12, 2008, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub-Advisor").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • December 13th, 2012 • Principal Funds Inc
Contract Type FiledDecember 13th, 2012 CompanyAGREEMENT made this 1st day of November, 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).