0001144204-12-067870 Sample Contracts

PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT BROWN INVESTMENT ADVISORY INCORPORATED SUB-ADVISED FUNDS
Sub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of September 14, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and BROWN INVESTMENT ADVISORY INCORPORATED, a Maryland corporation (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of the 9th of October, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and DDJ CAPITAL MANAGEMENT, LLC, a Massachusetts limited liability company (hereinafter called “the Sub-Advisor).

PRINCIPAL INVESTORS FUND, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SPECTRUM SUB-ADVISED SERIES
Sub-Advisory Agreement • December 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of December 12, 2008, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub-Advisor").

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • December 13th, 2012 • Principal Funds Inc

AGREEMENT made this 1st day of November, 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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