INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 29th, 2013 • AdvisorShares Trust • Delaware
Contract Type FiledJanuary 29th, 2013 Company JurisdictionAGREEMENT (the “Agreement”) made as of this 11th day of January, 2013 by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 2 Bethesda Metro Center, Suite 1330, Bethesda, Maryland 20814 (the “Adviser”) and Treesdale Partners, LLC, a Delaware limited liability company, with its principal place of business at 1325 Avenue of the Americas, Suite 2302, New York, NY 10019 (the “Sub-Adviser”).
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisorshares Advisory Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 CompanyThis amendment (the “Amendment”) to the AdvisorShares Advisory Agreement dated June 2, 2009, by and between AdvisorShares Investments, LLC and AdvisorShares Trust (the “Trust”) (the “Agreement”) is effective as of January 1, 2013 (the “Effective Date”).
to the TRANSFER AGENCY AGREEMENT Dated July 16, 2009, amended as of November 16, 2012 between each series of ADVISORSHARES TRUST listed herein on this Appendix I and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series: WCM / BNY Mellon Focused...Transfer Agency Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 Company
to the CUSTODY AGREEMENT Dated July 16, 2009, amended as of November 16, 2012 between each series of ADVISORSHARES TRUST listed herein on this Schedule II and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series: WCM / BNY Mellon Focused Growth ADR...Custody Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 Company
EXHIBIT A to the FUND ADMINISTRATION AND ACCOUNTING AGREEMENT Dated July 16, 2009, amended as of November 16, 2012 between each series of ADVISORSHARES TRUST listed herein on this Exhibit A and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series:...Fund Administration and Accounting Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 Company
EIGHTH AMENDMENT TO ADVISORSHARES ETF DISTRIBUTION AGREEMENTAdvisorshares Etf Distribution Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 CompanyThis Eighth Amendment (the “Amendment”) to the AdvisorShares Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares Trust, a Delaware statutory trust (the “Trust”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) is entered into as of January 17, 2013 (the “Effective Date”).
SCHEDULE A as last revised January 1, 2013 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST AND ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitation Agreement • January 29th, 2013 • AdvisorShares Trust
Contract Type FiledJanuary 29th, 2013 Company
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2013 • AdvisorShares Trust • Delaware
Contract Type FiledJanuary 29th, 2013 Company JurisdictionEXPENSE LIMITATION AGREEMENT, effective as of January 11, 2013 by and between ADVISORSHARES INVESTMENTS, LLC (the “Adviser”) and TREESDALE PARTNERS, LLC (the “Sub-Adviser”) (the “Agreement”).