COLLATERAL MANAGEMENT AGREEMENT dated as of June 18, 2013 by and between KCAP SENIOR FUNDING I, LLC as Issuer and KCAP FINANCIAL, INC. as Collateral ManagerCollateral Management Agreement • June 19th, 2013 • KCAP Financial, Inc. • New York
This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of June 18, 2013, is entered into by and between KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company, with its office located at 295 Madison Avenue, 6th Floor, New York, NY 10017 (the “Issuer”), and KCAP FINANCIAL, INC., a Delaware corporation, located at 295 Madison Avenue, 6th Floor, New York, NY 10017, as collateral manager (together with its successors and permitted assigns, “KCAP Financial” and the “Collateral Manager”).
INDENTURE by and between KCAP Senior funding i, LLC Issuer and U.S. BANK NATIONAL ASSOCIATION Trustee Dated as of June 18, 2013Indenture • June 19th, 2013 • KCAP Financial, Inc. • New York
INDENTURE, dated as of June 18, 2013, by and between KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company (the “Issuer”) and U.S. BANK NATIONAL ASSOCIATION, a limited purpose national banking association with trust powers, as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the “Trustee”).
KCAP SENIOR FUNDING I, LLC NOTES U.S.$77,250,000 Class A-1 Senior Secured Floating Rate Notes due 2024 U.S.$9,000,000 CLASS B-1 SENIOR SECURED FLOATING RATE NOTES DUE 2024Purchase Agreement • June 19th, 2013 • KCAP Financial, Inc. • New York
MASTER LOAN SALE AGREEMENT among KCAP FINANCIAL, INC., as the Originator, KCAP SENIOR FUNDING I HOLDINGS, LLC, as the Depositor and KCAP SENIOR FUNDING I, LLC, as the IssuerMaster Loan Sale Agreement • June 19th, 2013 • KCAP Financial, Inc. • New York
THIS MASTER LOAN SALE AGREEMENT, dated as of June 18, 2013 (as amended, modified, restated, or supplemented from time to time, this “Agreement”), is made by and among KCAP FINANCIAL, INC., a Delaware corporation (together with its successors and assigns in such capacity, the “Originator”), KCAP SENIOR FUNDING I HOLDINGS, LLC, a Delaware limited liability company (together with its successors and assigns in such capacity, the “Depositor”), and KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company (together with its successors and assigns in such capacity, the “Issuer”).
COLLATERAL ADMINISTRATION AGREEMENTCollateral Administration Agreement • June 19th, 2013 • KCAP Financial, Inc. • New York
This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 18, 2013 (the "Agreement") is entered into by and among KCAP SENIOR FUNDING I, LLC, a Delaware limited liability company (the "Issuer"), KCAP FINANCIAL, INC., a Delaware limited liability company, as Collateral Manager (as that term is defined in the Indenture referred to herein, together with any successor Collateral Manager under the Indenture, the "Collateral Manager"), and U.S. BANK NATIONAL ASSOCIATION (“U.S. Bank”), acting as collateral administrator under and for purposes of this Agreement (in such capacity, and together with any successor Collateral Administrator hereunder, the "Collateral Administrator").
