GSV CAPITAL CORP. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 17, 2013 5.25% Convertible Senior Notes due 2018Indenture • September 18th, 2013 • GSV Capital Corp. • New York
INDENTURE dated as of September 17, 2013 between GSV CAPITAL CORP., a Maryland corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
PLEDGE AND ESCROW AGREEMENT by and among GSV CAPITAL CORP., as Pledgor,Pledge and Escrow Agreement • September 18th, 2013 • GSV Capital Corp. • New York
THIS PLEDGE AND ESCROW AGREEMENT (this “Agreement”), dated as of September 17, 2013, is by and among GSV Capital Corp. (the “Company”), as pledgor, U.S. Bank National Association, as trustee under the Indenture referred to below (in such capacity, the “Trustee”), and U.S. Bank National Association, as securities intermediary and escrow agent (in such capacities, the “Escrow Agent”). The Company and the Trustee are sometimes referred to herein, collectively, as the “Interested Parties.”
