FORM OF DEALER MANAGER AGREEMENT Up to $750,000,000 in Shares of Common Stock, $0.001 par value per share September 23, 2013Dealer Manager Agreement • September 27th, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • Delaware
The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
