INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 20th, 2013 • AdvisorShares Trust • Delaware
Contract Type FiledDecember 20th, 2013 Company JurisdictionAGREEMENT (the “Agreement”) made as of this 19th day of December, 2013 by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 2 Bethesda Metro Center, Suite 1330, Bethesda, Maryland 20814 (the “Adviser”) and Sunrise Capital Partners, LLC, a California limited liability company with its principal place of business at 12544 High Bluff Drive, Suite 400, San Diego, CA 92130 (the “Sub-Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 20th, 2013 • AdvisorShares Trust • Delaware
Contract Type FiledDecember 20th, 2013 Company JurisdictionEXPENSE LIMITATION AGREEMENT, effective as of December 19th, 2013 by and between ADVISORSHARES INVESTMENTS, LLC (the “Adviser”) and Sunrise Capital Partners, LLC (the “Sub-Adviser”) (the “Agreement”).
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisorshares Advisory Agreement • December 20th, 2013 • AdvisorShares Trust
Contract Type FiledDecember 20th, 2013 CompanyThis amendment (the “Amendment”) to the AdvisorShares Advisory Agreement dated June 2, 2009, by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”) (the “Agreement”) is effective as of December 20, 2013 (the “Effective Date”).
SCHEDULE A as last revised December 20, 2013 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATIONS AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST AND ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitations Agreement • December 20th, 2013 • AdvisorShares Trust
Contract Type FiledDecember 20th, 2013 Company
THIRTEENTH AMENDMENT TO ADVISORSHARES™ ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 20th, 2013 • AdvisorShares Trust
Contract Type FiledDecember 20th, 2013 CompanyThis Thirteenth Amendment (the "Amendment") to the AdvisorShares™ Trust ETF Distribution Agreement (the "Agreement") dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares™ Trust, a Delaware statutory trust (the "Trust") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor") is entered into as of December 23, 2013 (the "Effective Date").
to the CUSTODY AGREEMENT Dated July 16, 2009, amended as of December 20, 2013 between each series of ADVISORSHARES TRUST listed herein on this Schedule II and THE BANK OF NEW YORK MELLONCustody Agreement • December 20th, 2013 • AdvisorShares Trust
Contract Type FiledDecember 20th, 2013 Company