AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of American Real Estate Income Fund (f/k/a ARC Real Estate Income Fund) a Delaware Statutory TrustAgreement and Declaration of Trust • February 14th, 2014 • American Real Estate Income Fund • Delaware
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 7th day of January 2014 by the Trustee(s) hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided. This Amended and Restated Agreement and Declaration of Trust amends and restates in its entirety the Agreement and Declaration of Trust of the Trust, dated as of March 22, 2011.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
This Expense Limitation Agreement (this “Agreement”) is by and between SEL Asset Management, LLC (the “Adviser”) and American Real Estate Income Fund (the “Trust”), on behalf of American Real Estate Income Fund, a series portfolio of the Trust (the “Fund”).
FUND SERVICES AGREEMENT between AMERICAN REAL ESTATE INCOME FUNDFund Services Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 10th day of February 2014, by and between American Real Estate Income Fund, a Delaware statutory trust (the “Trust”), and American National Stock Transfer, LLC, a Delaware limited liability company ("ANST").
FUND SERVICES AGREEMENT between AMERICAN REAL ESTATE INCOME FUNDFund Services Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the __ day of [January] 2014, by and between American Real Estate Income Fund, a Delaware statutory trust (the “Trust”), and RCS Advisory Services, LLC, a Delaware limited liability company ("RCS").
FUND SUB-SERVICES AGREEMENT between RCS ADVISORY SERVICES, LLCFund Sub-Services Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
FUND SUB-SERVICES AGREEMENT between AMERICAN NATIONAL STOCK TRANSFER, LLCFund Sub-Services Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 10th day of February 2014, and between AMERICAN NATIONAL STOCK TRANSFER, LLC, a Delaware limited liability company ("ANST") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (“GFS”).
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Agreement • February 14th, 2014 • American Real Estate Income Fund
This is a SHAREHOLDER SERVICES AGREEMENT (the “Plan”) made as of February 10, 2014 by and between American Real Estate Income Fund, a Delaware statutory trust (the “Trust”), on half of its series portfolio of the same name (the “Fund”), and Realty Capital Services, LLC, a Delaware limited liability company (the “DISTRIBUTOR”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
This Investment Advisory Agreement (“Agreement”) is made this 10th day of February 2014 by and between American Real Estate Income Fund, a statutory trust organized and existing under the laws of the state of Delaware (the “Trust”), and SEL Asset Management, LLC (the “Investment Adviser”), a limited liability company organized and existing under the laws of the state of Delaware.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
This Investment Sub-Advisory Agreement (this “Agreement”) is made this 10th day of February 2014, by and among SEL Asset Management, LLC, a Delaware limited liability company (the “Adviser”), National Fund Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser), and American Real Estate Income Fund (the “Trust”).
UNDERWRITING AGREEMENTUnderwriting Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
THIS AGREEMENT, made and entered into this 10th day of February, 2014, by and between American Real Estate Income Fund (the “Trust”), a statutory trust organized under the laws of Delaware, and RCS Capital Securities, LLC (“Distributor”), a limited liability company organized under the laws of the State of Delaware.
SUBSCRIPTION AGREEMENT BETWEEN THE FUND AND THE INVESTOR AMERICAN REAL ESTATE INCOME FUND LETTER OF INVESTMENT INTENTSubscription Agreement • February 14th, 2014 • American Real Estate Income Fund
Effective January 3, 2014, the undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the American Real Estate Income Fund, in the amount of $100,000.00 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.00.
AMERICAN REAL ESTATE INCOME FUND Selected Dealer AgreementSelected Dealer Agreement • February 14th, 2014 • American Real Estate Income Fund • New York
We, Realty Capital Securities, LLC (“Realty Capital”," we," or "us"), have an agreement (the "Distribution Agreement") with American Real Estate Income Fund (the “Trust”), on behalf of American Real Estate Income Fund (the “Fund”), a series portfolio of the Trust, pursuant to which we act as the principal underwriter and distributor for the sale of shares of the Fund ("Shares"). As such, we have the right to distribute Shares for resale.
