AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 18th, 2014 • AdvisorShares Trust • Delaware
Contract Type FiledFebruary 18th, 2014 Company JurisdictionAMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, effective as of February 13, 2014 by and between ADVISORSHARES INVESTMENTS, LLC (the “Adviser”) and ATHENAINVEST ADVISORS, LLC (the “Sub-Adviser”) (the “Agreement”). This Agreement amends and restates the Expense Limitation Agreement dated July 1, 2013, as amended and restated as of August 9, 2013. AthenaInvest, Inc. joins this Agreement solely for purposes of Section 4.1 and any obligations arising thereunder.
FORM OF FOURTEENTH AMENDMENT TO THE ADVISORSHARES™ ETF DISTRIBUTION AGREEMENTAdvisorshares™ Etf Distribution Agreement • February 18th, 2014 • AdvisorShares Trust
Contract Type FiledFebruary 18th, 2014 CompanyThis Fourteenth Amendment (the “Amendment”) to the AdvisorShares™ Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares™ Trust, a Delaware statutory trust (the “Trust”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) is entered into as of ______, 2014 (the “Effective Date”).
to the CUSTODY AGREEMENT Dated July 16, 2009, amended as of February 18, 2014 between each series of ADVISORSHARES TRUST listed herein on this Schedule II and THE BANK OF NEW YORK MELLONCustody Agreement • February 18th, 2014 • AdvisorShares Trust
Contract Type FiledFebruary 18th, 2014 Company
SCHEDULE A as last revised February 18, 2014 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATIONS AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST AND ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitations Agreement • February 18th, 2014 • AdvisorShares Trust
Contract Type FiledFebruary 18th, 2014 Company
FORM OF APPENDIX I to the TRANSFER AGENCY AGREEMENT Dated July 16, 2009, amended as of ________, 2014 between each series of ADVISORSHARES TRUST listed herein on this Appendix I and THE BANK OF NEW YORK MELLONTransfer Agency Agreement • February 18th, 2014 • AdvisorShares Trust
Contract Type FiledFebruary 18th, 2014 Company
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisorshares Advisory Agreement • February 18th, 2014 • AdvisorShares Trust
Contract Type FiledFebruary 18th, 2014 CompanyThis amendment (the “Amendment”) to the AdvisorShares Advisory Agreement dated June 2, 2009, by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”) (the “Agreement”) is effective as of February 18, 2014 (the “Effective Date”).