GENVEC, INC. 2,870,000 Shares of Common Stock, par value $0.001 per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 18th, 2014 • Genvec Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 18th, 2014 Company Industry JurisdictionGenVec, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 2,870,000 shares (the “Offered Securities”) of common stock, par value $0.001 per share (the “Common Stock”), to certain investors (collectively, the “Investors”). The Company desires to engage Roth Capital Partners, LLC (“Roth”) and H.C. Wainwright & Co., LLC (“HCW”) as its exclusive placement agents (each, a “Placement Agent” and, collectively, the “Placement Agents”) in connection with such issuance and sale. The Offered Securities are more fully described in the Registration Statement (as hereinafter defined).
March 13, 2014 GenVec, Inc. Gaithersburg, MD 20878 Ladies and Gentlemen:Purchase Agreement • March 18th, 2014 • Genvec Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 18th, 2014 Company Industry JurisdictionPlease confirm that the foregoing correctly sets forth the agreement between us by signing in the space provided below for that purpose.