SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 25th, 2014 • Synthesis Energy Systems Inc • Miscellaneous products of petroleum & coal • New York
Contract Type FiledMarch 25th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March __, 2014, between Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT synthesis energy systems, inc.Synthesis Energy Systems Inc • March 25th, 2014 • Miscellaneous products of petroleum & coal
Company FiledMarch 25th, 2014 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after September __, 2014 (the “Initial Exercise Date”) and on or prior to the close of business on the three year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
AMENDMENT TO TRANSACTION FEE AGREEMENTTransaction Fee Agreement • March 25th, 2014 • Synthesis Energy Systems Inc • Miscellaneous products of petroleum & coal
Contract Type FiledMarch 25th, 2014 Company IndustryThis amendment (this “Amendment”), dated March 24, 2014, to that certain Transaction Fee Agreement (“Fee Agreement”), dated March 21, 2014, by and between Synthesis Energy Systems, Inc. (the “Company”) and T.R. Winston & Company, LLC (“TRW”). Capitalized terms used herein, but no otherwise defined, shall have the meanings ascribed to them in the Fee Agreement.
THIS TRANSACTION FEE AGREEMENT (this “Agreement”) is made as of the 21 day of March, 2014. BETWEEN:Transaction Fee Agreement • March 25th, 2014 • Synthesis Energy Systems Inc • Miscellaneous products of petroleum & coal • New York
Contract Type FiledMarch 25th, 2014 Company Industry Jurisdiction