Amended and Restated Executive Employment AgreementExecutive Employment Agreement • March 31st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software • New York
This Amended and Restated Executive Employment Agreement (this “Agreement”) is made as of the 11th day of June, 2013 by and between Liquid Holdings Group, LLC, a Delaware limited liability company (“Holdings” or the “Employer”), and Brian Ferdinand (the “Executive”). Holdings, any direct or indirect wholly-owned subsidiary of Holdings, and any other affiliate company of the foregoing are sometimes referred to herein individually as a “Liquid Company” and collectively as the “Liquid Company Group.”
WATERFRONT CORPORATE CENTER I hoboken, new jersey 07030 LEASELease • March 31st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software
PERSONAL GUARANTYPersonal Guaranty • March 31st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software • New York
This PERSONAL GUARANTY (this “Agreement”), dated as of March 6, 2014, is made by and between DOUGLAS J. VON ALLMEN, an individual residing in the State of Florida (the “Guarantor”), and LIQUID HOLDINGS GROUP, INC., a Delaware corporation (the “Borrower”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 31st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of July 24, 2013 by and among Liquid Holdings Group, Inc., a Delaware corporation (the “Company”) and the holders of Common Stock (as defined below) of the Company listed on the signature pages hereto (such holders, together with any additional parties the Company may add from time to time by joinder, the “Original Holders”).
