0001144204-14-021482 Sample Contracts

LICENSE AGREEMENT
License Agreement • April 9th, 2014 • Alcentra Capital Corp • New York

This LICENSE AGREEMENT (this “Agreement”) is made and effective as of April __, 2014 (the “Effective Date”) by and between Alcentra NY, LLC (the “Licensor”), a Delaware limited liability company, and Alcentra Capital Corp., a Maryland corporation (the “Licensee”) (each a “party,” and collectively, the “parties”).

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FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN ALCENTRA CAPITAL CORPORATION AND ALCENTRA NY, LLC
Investment Advisory Agreement • April 9th, 2014 • Alcentra Capital Corp • New York

This Investment Advisory Agreement (this “Agreement”) made this __ day of April, 2014, by and between ALCENTRA CAPITAL CORPORATION, a Maryland corporation (the “Company”), and ALCENTRA NY, LLC, a Delaware limited liability company (the “Adviser”).

REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • April 9th, 2014 • Alcentra Capital Corp • New York

THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of April __, 2014, by and among (i) Alcentra Capital Corp., a Maryland corporation, (“Alcentra”), and (ii) BNY Mellon-Alcentra Mezzanine III, L.P., a New York limited partnership (“Fund III”), for the benefit of the holders from time to time of the Registrable Shares (as defined below).

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