SUBSCRIPTION AGENT AGREEMENT BY AND BETWEEN WHITEHORSE FINANCE, INC. andSubscription Agent Agreement • June 2nd, 2014 • WhiteHorse Finance, Inc. • New York
This Subscription Rights Agreement (the “Agreement”) is made as of between WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), and (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333- , filed by the Company with the Securities and Exchange Commission on , 2014, as amended by any amendment filed with respect thereto (the “Registration Statement”) and any prospectus supplement (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
Form of Underwriting Agreement] WHITEHORSE FINANCE, INC. (a Delaware corporation) • Shares of Common Stock UNDERWRITING AGREEMENT WHITEHORSE FINANCE, INC. (a Delaware corporation) • Shares of Common Stock (Par Value $0.001 Per Share)Underwriting Agreement • June 2nd, 2014 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with [ ] (“[ ]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Und
WARRANT AGREEMENT BY AND BETWEEN WHITEHORSE FINANCE, INC. ANDWarrant Agreement • June 2nd, 2014 • WhiteHorse Finance, Inc. • New York
Agreement made as of , between WHITEHORSE FINANCE, INC., a Delaware corporation, with offices at 1450 Brickell Avenue, 31st Floor, Miami, Florida 33131 (“Company”), and , a corporation, with offices at (“Warrant Agent”).
Form of Underwriting Agreement] WHITEHORSE FINANCE, INC. (a Delaware corporation) $ • Aggregate Principal Amount Senior Securities $ • Aggregate Principal Amount Subordinated Securities and • Warrants to Purchase Debt Securities WHITEHORSE FINANCE,...Underwriting Agreement • June 2nd, 2014 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with [ ] (“[ ]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $• aggregate principal amount of senior debt securities (the “Senior Securities”) or subordinated debt securities (the “Subordinated Securities”), or both, or Warrants (the “Debt Warran
