INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2014 • AdvisorShares Trust • Delaware
Contract Type FiledJune 26th, 2014 Company JurisdictionAGREEMENT (the “Agreement”) made as of this 25th day of June 2014 by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 2 Bethesda Metro Center, Suite 1330, Bethesda, Maryland 20814 (the “Adviser”) and Pacific Life Fund Advisors LLC, d/b/a PACIFIC ASSET MANAGEMENT, a Delaware limited liability company with its principal place of business at 700 Newport Center Drive, Newport Beach, CA 92660 (“Pacific Asset Management” or the “Sub-Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 26th, 2014 • AdvisorShares Trust • Delaware
Contract Type FiledJune 26th, 2014 Company JurisdictionEXPENSE LIMITATION AGREEMENT, effective as of June 25, 2014 by and between ADVISORSHARES INVESTMENTS, LLC (the “Adviser”) and Pacific Life Fund Advisors LLC, d/b/a PACIFIC ASSET MANAGEMENT (the “Sub-Adviser”) (the “Agreement”).
SCHEDULE A as last revised June 25, 2014 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATIONS AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST AND ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitations Agreement • June 26th, 2014 • AdvisorShares Trust
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AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisorshares Advisory Agreement • June 26th, 2014 • AdvisorShares Trust
Contract Type FiledJune 26th, 2014 CompanyThis amendment (the “Amendment”) to the AdvisorShares Advisory Agreement dated June 2, 2009, by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”) (the “Agreement”) is effective as of June 25, 2014 (the “Effective Date”).
SCHEDULE II to the CUSTODY AGREEMENT Dated July 16, 2009, amended as of June 25, 2014 between each series of ADVISORSHARES TRUST listed herein on this Schedule II and THE BANK OF NEW YORK MELLONCustody Agreement • June 26th, 2014 • AdvisorShares Trust
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FORM OF FIFTEENTH AMENDMENT TO ADVISORSHARES®ETF DISTRIBUTION AGREEMENTAdvisorshares® Etf Distribution Agreement • June 26th, 2014 • AdvisorShares Trust
Contract Type FiledJune 26th, 2014 CompanyThis Fifteenth Amendment (the “Amendment”) to the AdvisorShares® Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares® Trust, a Delaware statutory trust (the “Trust”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) is entered into as of June 25, 2014 (the “Effective Date”).