0001144204-14-047219 Sample Contracts

KCAP Financial, Inc. EXECUTIVE Restricted Stock Award Agreement

Restricted Stock Award Agreement • August 6th, 2014 • KCAP Financial, Inc.

• Contract Type
  Restricted Stock Award Agreement
• Filed
  August 6th, 2014
• Company
  KCAP Financial, Inc.

The undersigned Grantee (the “Grantee”) (i) acknowledges receipt of an award (the “Award”) of restricted stock from KCAP Financial, Inc., a Delaware corporation (the “Company”), under the Company’s 2006 Equity Incentive Plan as Amended and Restated Effective June 20, 2014 (the “Plan”), subject to the terms set forth below and in the Plan; and (ii) agrees with the Company as follows:

KCAP Financial, Inc. Employee Restricted Stock Award Agreement

Employee Restricted Stock Award Agreement • August 6th, 2014 • KCAP Financial, Inc.

• Contract Type
  Employee Restricted Stock Award Agreement
• Filed
  August 6th, 2014
• Company
  KCAP Financial, Inc.

The undersigned Grantee (the “Grantee”) (i) acknowledges receipt of an award (the “Award”) of restricted stock from KCAP Financial, Inc., a Delaware corporation (the “Company”), under the Company’s 2006 Equity Incentive Plan as Amended and Restated Effective June 20, 2014 (the “Plan”), subject to the terms set forth below and in the Plan; and (ii) agrees with the Company as follows: