Nomura Global Financial Products Inc. c/o Nomura Securities International, Inc. Worldwide Plaza 309 West 49th Street 5th Floor New York, NY 10019Warrant Agreement • December 8th, 2014 • Ani Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 8th, 2014 Company Industry JurisdictionThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the Warrants issued by ANI Pharmaceuticals, Inc. (“Company”) to Nomura Global Financial Products Inc. (“Nomura”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for the Transaction.
3.00% Convertible Senior Notes due 2019 ANI PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2014 • Ani Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 8th, 2014 Company Industry Jurisdiction
Nomura Global Financial Products Inc.Base Call Option Transaction • December 8th, 2014 • Ani Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 8th, 2014 Company Industry JurisdictionThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between Nomura Global Financial Products Inc. (“Nomura”) and ANI Pharmaceuticals, Inc. (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for the Transaction.