Aggregate Principal Amount % [Senior]1 Notes Due 20 OFS Capital Corporation FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • December 16th, 2014 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company of $ aggregate principal amount of % [Senior] Notes due 2024 (the “[Senior] Securities”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of [Senior] Securities set forth opposite the names of the Underwriters in Schedule I hereto. The Company also proposes to issue and sell to the several Underwriters not more than an additional $ aggregate principal amount of % [Senior] Notes due 20 (the “Additional [Senior] Securities”) if and to the extent that
FORM OF SUBSCRIPTION AGENT AGREEMENT SUBSCRIPTION AGENT AGREEMENT BY AND BETWEEN OFS CAPITAL CORPORATION andSubscription Agent Agreement • December 16th, 2014 • OFS Capital Corp • New York
This Subscription Rights Agreement (the “Agreement”) is made as of between OFS CAPITAL CORPORATION, a Delaware corporation (the “Company”), and [ ] (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333-200376, filed by the Company with the Securities and Exchange Commission on November 19, 2014, as amended by any amendment filed with respect thereto (the “Registration Statement”) and any supplemental prospectus (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
FORM OF WARRANT AGREEMENT WARRANT AGREEMENT BY AND BETWEEN OFS CAPITAL CORPORATION ANDWarrant Agreement • December 16th, 2014 • OFS Capital Corp • New York
Agreement made as of , between OFS CAPITAL CORPORATION, a Delaware corporation, with offices at 10 S. Wacker Drive, Suite 2500, Chicago, Illinois 60606 (“Company”), and [ ], a corporation, with offices at (“Warrant Agent”).
