3,300,000 SHARES DOCUMENT SECURITY SYSTEMS, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • December 23rd, 2014 • Document Security Systems Inc • Services-computer integrated systems design • New York
Contract Type FiledDecember 23rd, 2014 Company Industry JurisdictionDocument Security Systems, Inc., a New York corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule VI hereto (the “Underwriters”), for whom National Securities Corporation is acting as representative (the “Representative”), an aggregate of 3,300,000 authorized but unissued shares (the “Firm Shares”) and, at the election of the Underwriters, up to 495,000 additional shares (the “Additional Shares”) of Common Stock, $.02 par value per share (the “Common Stock”), of the Company (the Firm Shares and the Additional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Securities”).