ContractSecurities Agreement • May 15th, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMay 15th, 2015 Company IndustryNEITHER THESE SECURITIES NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN FROM AN ACCREDITED INVESTOR SECURED BY SUCH SECURITIES.
CONFIDENTIAL TREATMENT REQUESTED***Revenue Sharing and Note Purchase Agreement • May 15th, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledMay 15th, 2015 Company Industry JurisdictionThe REVENUE SHARING AND NOTE PURCHASE AGREEMENT originally dated as of October 1, 2014, is hereby amended and restated as of February 25, 2015, and is by and among Inventergy Global, Inc., a Delaware corporation (“Parent”) and Inventergy, Inc. (“Owner”, and, collectively, the “Company”), and DBD Credit Funding, LLC as collateral agent (the “Collateral Agent”), each Person listed on Schedule 2.1 hereto (the “Revenue Participants”) and each Person listed on Schedule 2.2 hereto (the “Note Purchasers” and, together with the Revenue Participants, the “Purchasers”).
Consulting Engagement AgreementConsulting Engagement Agreement • May 15th, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • California
Contract Type FiledMay 15th, 2015 Company Industry JurisdictionThis Consulting Engagement Agreement (the "Agreement") is made effective as of April 20, 2015 (the "Commencement Date") between The Brenner Group, Inc., a Delaware corporation, with its principal place of business located at 19200 Stevens Creek Blvd., Suite 200, Cupertino, CA 95014-
ContractSenior Note • May 15th, 2015 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledMay 15th, 2015 Company IndustryTHIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION FROM SUCH REGISTRATION AND (II) EXCEPT IN COMPLIANCE WITH SECTION 9.10 OF THAT CERTAIN REVENUE SHARING AND NOTE PURCHASE AGREEMENT ORGINALLY DATED AS OF OCTOBER 1, 2014 AND AMENDED AND RESTATED AS OF FEBRUARY 25, 2015, AMONG THE COMPANY, THE COLLATERAL AGENT AND THE PURCHASERS (EACH AS DEFINED THEREIN).