SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 2nd, 2015 • PFO Global, Inc. • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 29, 2015, between PFO Global, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT PFO Global, Inc.PFO Global, Inc. • October 2nd, 2015 • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Hillair Capital Investments L.P. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from PFO Global, Inc., a Nevada corporation (the “Company”), up to 560,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
8% ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE DUE JANUARY 1, 2017PFO Global, Inc. • October 2nd, 2015 • Communications equipment, nec • New York
THIS 8% ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 8% Original Issue Discount Senior Secured Convertible Debentures of PFO GLOBAL, INC., a Nevada corporation (the “Company”), having its principal place of business at 3501-B N. Ponce de Leon Blvd., #393, St. Augustine, Florida 32084, designated as its 8% Original Issue Discount Senior Secured Convertible Debenture due January 1, 2017 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
