SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 3rd, 2015 • PFO Global, Inc. • Communications equipment, nec • New York
Contract Type FiledDecember 3rd, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 30, 2015, between PFO Global, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT PFO Global, Inc.PFO Global, Inc. • December 3rd, 2015 • Communications equipment, nec
Company FiledDecember 3rd, 2015 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Hillair Capital Investments, L.P. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from PFO Global, Inc., a Nevada corporation (the “Company”), up to 364,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).