AMENDED AND RESTATED ADVISORY AGREEMENTAdvisory Agreement • January 28th, 2016 • CSOP ETF Trust • Delaware
AMENDED AND RESTATED ADVISORY AGREEMENT (the “Agreement”) made as of this 29th day of September, 2015 by and between CSOP ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and CSOP ASSET MANAGEMENT LIMITED, a subsidiary of China Southern Asset Management Co. Limited with its registered office at Suite 2802, Two Exchange Square, Connaught Place, Central, Hong Kong (the “Adviser”).
Amendment No. 1 to Distribution AgreementDistribution Agreement • January 28th, 2016 • CSOP ETF Trust
This Amendment, dated as of October 7, 2015, to the Distribution Agreement (this “Amendment”), by and between CSOP ETF Trust (the “Trust”), a Delaware statutory trust and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
FIRST AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • January 28th, 2016 • CSOP ETF Trust
THIS FIRST AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of October 12, 2015 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and CSOP ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
FIRST AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • January 28th, 2016 • CSOP ETF Trust
THIS FIRST AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of October 12, 2015 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Custodian”), and CSOP ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its portfolios listed on Schedule A to the Agreement (as defined below), severally and not jointly (each a “Fund” and collectively, the “Funds”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2016 • CSOP ETF Trust
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, effective as of September 29, 2015 by and between CSOP Asset Management Limited (the “Adviser”) and CSOP ETF Trust (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”).
