COMMON STOCK PURCHASE WARRANT Inventergy Global, Inc.Inventergy Global, Inc. • April 4th, 2016 • Telephone communications (no radiotelephone)
Company FiledApril 4th, 2016 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after July 27, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inventergy Global, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FIRST AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND WARRANTRevenue Sharing and Note Purchase Agreement and Warrant • April 4th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledApril 4th, 2016 Company Industry JurisdictionThis FIRST AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT AND WARRANT (this “Amendment”) is dated as of October 30, 2015 among Inventergy Global, Inc., a Delaware corporation (“Parent”), Inventergy, Inc. (“Owner”, and, collectively, the “Company”), DBD Credit Funding, LLC as collateral agent (the “Collateral Agent”), and the Revenue Participants and Note Purchasers (collectively, the “Purchasers”) thereto, and amends (i) that certain Amended and Restated Revenue Sharing and Note Purchase Agreement between the Company, the Collateral Agent and the Purchasers originally dated as of October 1, 2014 and amended and restated as of February 25, 2015 (such Agreement, as amended hereby and as may be further amended, supplemented or otherwise modified and in effect from time to time, the “Agreement”); and (ii) the Warrant between Parent and CF DB EZ LLC (the “Holder”) (such Warrant, as amended hereby and as may be further amended, supplemented or otherwise modifie
SECOND AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENTSharing and Note Purchase Agreement • April 4th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledApril 4th, 2016 Company IndustryThis SECOND AMENDMENT TO AMENDED AND RESTATED REVENUE SHARING AND NOTE PURCHASE AGREEMENT (this “2nd Amendment”) is dated as of November 30, 2015 among Inventergy Global, Inc., a Delaware corporation (“Parent”), Inventergy, Inc. (“Owner”, and, collectively, the “Company”), DBD Credit Funding, LLC as collateral agent (the “Collateral Agent”), and the Revenue Participants and Note Purchasers (collectively, the “Purchasers”) thereto, and amends that certain Amended and Restated Revenue Sharing and Note Purchase Agreement between the Company, the Collateral Agent and the Purchasers originally dated as of October 1, 2014 and amended and restated as of February 25, 2015, and further amended as of October 30, 2015 (such Agreement, as amended hereby and as may be further amended, supplemented or otherwise modified and in effect from time to time, the “Agreement”). Capitalized terms used and not otherwise defined in this 2nd Amendment shall have the meanings specified in the Agreement.
Steven Urbach Chardan Capital Markets, LLCPersonal and Confidential • April 4th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledApril 4th, 2016 Company Industry JurisdictionThis letter will confirm the understanding and agreement (the “Agreement”) between Chardan Capital Markets, LLC (“Broker”) and Inventergy Global, Inc. (the “Company”) as follows:
AMENDMENT TO PATENT PURCHASE AGREEMENTPatent Purchase Agreement • April 4th, 2016 • Inventergy Global, Inc. • Telephone communications (no radiotelephone)
Contract Type FiledApril 4th, 2016 Company IndustryThis AMENDMENT is made as of December 31, 2015 (“Amendment Date”) to that certain PATENT PURCHASE AGREEMENT (hereinafter referred to as “Agreement”) entered into and effective as of October 21, 2013 (hereinafter referred to as “Effective Date”), by and between Panasonic Corporation, a Japanese corporation having a principal place of business at 1006 Oaza Kadoma, Kadoma-shi, Osaka 571-8501, Japan (hereinafter referred to as “Seller”) and Inventergy, Inc., a Delaware corporation with a business address at 900 E. Hamilton Avenue, Suite 180, California 95008, USA (hereinafter referred to as “Buyer”). Hereinafter, Seller and Buyer are each referred to as a “Party”, and collectively as the “Parties”. All other definitions throughout this Amendment shall have the same definitions as in the Agreement, except as otherwise set forth.