FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 8th, 2016 • AdvisorShares Trust • Delaware
Contract Type FiledJune 8th, 2016 Company JurisdictionAGREEMENT (the “Agreement”) made as of this 10th day of March, 2016, by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814 (the “Adviser”) and Korea Investment Management Co., Ltd., a South Korea Corporation with its principal place of business at 88, Uisadang-Daero, Yeongdeungpo-gu, Seoul, 150-745, Korea (the “Sub-Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 8th, 2016 • AdvisorShares Trust • Delaware
Contract Type FiledJune 8th, 2016 Company JurisdictionEXPENSE LIMITATION AGREEMENT, effective as of 10th March, 2016 by and between ADVISORSHARES INVESTMENTS, LLC (the “Adviser”) and KOREA INVESTMENT MANAGEMENT CO., LTD (the “Sub-Adviser”) (the “Agreement”).
SEVENTEENTH AMENDMENT TO ADVISORSHARES® ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 8th, 2016 • AdvisorShares Trust
Contract Type FiledJune 8th, 2016 CompanyThis seventeenth amendment (the “Amendment”) to the AdvisorShares® Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares® Trust, a Delaware statutory trust (the “Trust”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) is entered into as of June 8, 2016 (the “Effective Date”).
SCHEDULE A as last revised June 8, 2016 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATIONS AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST AND ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitations Agreement • June 8th, 2016 • AdvisorShares Trust
Contract Type FiledJune 8th, 2016 Company
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisory Agreement • June 8th, 2016 • AdvisorShares Trust
Contract Type FiledJune 8th, 2016 CompanyTHIS AMENDMENT is made as of the 8th day of June 2016 to the Advisory Agreement dated June 2, 2009 (the “Agreement”) by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”).