FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 14th, 2016 • AdvisorShares Trust • Delaware
AGREEMENT (the “Agreement”) made as of this 10th day of March, 2016, by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814 (the “Adviser”) and Korea Investment Management Co., Ltd., a South Korea Corporation with its principal place of business at 88, Uisadang-Daero, Yeongdeungpo-gu, Seoul, 150-745, Korea (the “Sub-Adviser”).
NINETEENTH AMENDMENT TO ADVISORSHARES® ETF DISTRIBUTION AGREEMENTAdvisorshares® Etf Distribution Agreement • September 14th, 2016 • AdvisorShares Trust
This nineteenth amendment (the “Amendment”) to the AdvisorShares® Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended from time to time, by and between AdvisorShares® Trust, a Delaware statutory trust (the “Trust”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”), is entered into as of September 14, 2016 (the “Effective Date”).
to the TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 14th, 2016 • AdvisorShares Trust
SCHEDULE A as last revised September 14, 2016 to the SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT dated November 21, 2011 between ADVISORSHARES TRUST and ADVISORSHARES INVESTMENTS, LLC MAXIMUM ANNUAL OPERATING EXPENSE LIMITSExpense Limitation Agreement • September 14th, 2016 • AdvisorShares Trust
* The Maximum Annual Operating Expense Limit is equal to the annual rate of the Adviser’s contractual advisory fee, which can range from 0.65% to 0.85%.
AMENDMENT TO ADVISORSHARES ADVISORY AGREEMENTAdvisory Agreement • September 14th, 2016 • AdvisorShares Trust
THIS AMENDMENT is made as of the 14th day of September 2016 to the Advisory Agreement dated June 2, 2009 (the “Agreement”) by and between AdvisorShares Investments, LLC (the “Adviser”) and AdvisorShares Trust (the “Trust”).
