COMMON STOCK PURCHASE WARRANT THE ONE GROUP HOSPITALITY, INC.Common Stock Purchase Warrant • October 28th, 2016 • ONE Group Hospitality, Inc. • Retail-eating places
Contract Type FiledOctober 28th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ANSON INVESTMENTS MASTER FUND LP or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the ten (10) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from The ONE Group Hospitality, Inc., a Delaware corporation (the “Company”), up to 340,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
LOAN AGREEMENTLoan Agreement • October 28th, 2016 • ONE Group Hospitality, Inc. • Retail-eating places • New York
Contract Type FiledOctober 28th, 2016 Company Industry JurisdictionThis Loan Agreement (this “Agreement”) is made by and between The ONE Group Hospitality, Inc., a Delaware corporation (the “Company”), and the undersigned noteholder (“Noteholder”), effective as of October 24, 2016 (the “Effective Date”). The Company and Noteholder are each sometimes referred to herein as a “Party”, and collectively as the “Parties”.