CAPITALA FINANCE CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2017 • Capitala Finance Corp. • New York
Capitala Finance Corp., a corporation incorporated under the laws of the State of Maryland (the “Fund”), is a non-diversified closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) $70,000,000 aggregate principal amount of its 6.00% notes due May 31, 2022 (the “Notes”). The Securities will be issued under the indenture dated as of June 16, 2014 between the Fund and U.S. Bank National Association, as trustee (the “Trustee”), as amended and supplemented by that certain Second Supplemental Indenture to be dated as of May 16, 2017 (such indenture, as so amended and supplemented, the “Indenture”). The Fund also proposes to sell to the several Underwriters up to an additional $10,500,000 aggregate principal amount of Notes (the “Additional Notes”
