CUSTODY AGREEMENT Dated [ ] Between UMB BANK, N.A. and Vivaldi Asset Management, LLC on behalf of Vivaldi Opportunities Fund CUSTODY AGREEMENTCustody Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and Vivaldi Asset Management, LLC, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAccounting and Recordkeeping Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this ____ day of _____, 2017, by and between Vivaldi Opportunities Fund, a Maryland corporation (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
INVESTMENT MANAGEMENT AGREEMENT VIVALDI OPPORTUNITIES FUNDInvestment Management Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT made this ___th day of _________, 2017, by and between the Vivaldi Opportunities Fund, a Maryland corporation (the "Fund"), and Vivaldi Asset Management, LLC, a Delaware limited liability company (the "Advisor").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund • Delaware
AGREEMENT, dated as of [ ] by and among Vivaldi Opportunities Fund (the “Fund”), Vivaldi Asset Management, LLC (the “Advisor”), and [ ] (the “Sub-Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 22nd, 2017 • Vivaldi Opportunities Fund • Delaware
THIS AGREEMENT is executed on this [ ], to be effective as of [ ] (the “Effective Date”), by and among each of the Funds listed on Exhibit A attached hereto (each a Fund, and together, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
