OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share [FORM OF AMENDMENT NO. 2 TO EQUITY DISTRIBUTION AGREEMENT]Equity Distribution Agreement • May 23rd, 2017 • Oxford Lane Capital Corp.
This Amendment No. 2, dated May 23, 2017 (the “Amendment”), is to the Equity Distribution Agreement, dated March 7, 2016, as amended on November 21, 2016, by and among Oxford Lane Capital Corp., a Maryland corporation (the “Company”), Oxford Lane Management, LLC, a limited liability company organized under the laws of the State of Connecticut (the “Adviser”), and BDC Partners, LLC, a limited liability company organized under the laws of the State of Delaware (“BDC Partners”), on the one hand, and Ladenburg Thalmann & Co. Inc. (“Ladenburg”) on the other hand (the “Equity Distribution Agreement”).
