2,500,000 Shares OXFORD LANE CAPITAL CORP. Series 2024 Term Preferred Stock, $0.01 par value per Share UNDERWRITING AGREEMENTOxford Lane Capital Corp. • June 7th, 2017 • New York
Oxford Lane Capital Corp., a corporation incorporated under the laws of the State of Maryland (the “Fund”), is a non-diversified closed-end management investment company that has registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) 2,500,000 shares of a new Series 2024 Term Preferred Stock, $0.01 par value per share (the “Firm Shares”). The Fund also proposes to sell to the several Underwriters not more than an additional 375,000 shares of the new Series 2024 Term Preferred Stock, $0.01 par value per share (the “Additional Shares”) if and to the extent that Ladenburg Thalmann & Co. Inc., as the representative of the Underwriters in the offering (the “Representative”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in S
