AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 30th, 2017 • OSI ETF Trust • Delaware
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of this 12th day of December, 2016, by the Trustees hereunder and by the holders of Shares to be issued by OSI ETF Trust (the “Trust”) hereunder, and (i) incorporates herein and makes a part of this Amended and Restated Agreement and Declaration of Trust the resolutions of the Board of Trustees of the Trust adopted prior to the date set forth above, pursuant to the provisions of the original Agreement and Declaration of Trust dated April 12, 2016 (the “Original Declaration of Trust”), regarding the establishment and designation of Series and/or Classes of the Shares of the Trust, and any amendments or modifications to such resolutions adopted through the date hereof, as of the date of the adoption of each such resolution, and (ii) amends and restates the Original Declaration of Trust pursuant to Article IX, Section 1, of such Original Declaration of Trust, as hereinafter provided.
AGENCY SERVICES AGREEMENTAgency Services Agreement • October 30th, 2017 • OSI ETF Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the 13 day of December, 2016 by and between OSI ETF Trust, a Delaware Statutory Trust registered as an investment company with the SEC under the Investment Company Act of 1940 (the “1940 Act”) , with offices at 60 STATE STREET STE 700 BOSTON MA (the “Trust”), on behalf of itself and its series listed on Exhibit A hereto (each a “Fund” or an “ETF Series”), separately and not jointly,, and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 4 New York Plaza, New York, New York 10004 (“J.P. Morgan”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 30th, 2017 • OSI ETF Trust • Delaware
Agreement made as of December 12, 2016, between O’Shares Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company with its principal offices located at 1010 Sherbrooke St. West, Suite 2510, Montreal, QC H3A 2R7 (Canada), and Vident Investment Advisory, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal offices located at 300 Colonial Center Parkway, Suite 330, Roswell, Georgia 30076.
FUND SERVICES AGREEMENT BETWEEN OSI ETF Trust AND JPMORGAN CHASE BANK, N.A. INVESTOR SERVICES jpmorgan.comFund Services Agreement • October 30th, 2017 • OSI ETF Trust • New York
This agreement, dated December 21, 2016 (this “Agreement”), is between OSI ETF Trust, a Delaware Statutory Trust whose principal place of business is at 60 STATE STREET STE 700 BOSTON MA (the “Customer”), on behalf of each of the series of Customer listed on Schedule A hereto (each, a “Fund”), separately and not jointly, and JPMORGAN CHASE BANK, N.A. with a place of business at 4 Metrotech Center, Brooklyn NY 11245 (“J.P. Morgan”).
ETF Distribution AgreementEtf Distribution Agreement • October 30th, 2017 • OSI ETF Trust
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Fund Services, LLC (the “Distributor”) and OSI ETF Trust (“Fund Company”).
OSI ETF Trust Fee Waiver AgreementFee Waiver Agreement • October 30th, 2017 • OSI ETF Trust
THIS AGREEMENT (the “Agreement”) is made by O’Shares Investment Advisers, LLC (the “Adviser”), effective as of the 30th day of October, 2017.
