ASSEMBLY BIOSCIENCES, INC. 2,210,000 Shares of Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • November 6th, 2017 • Assembly Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 6th, 2017 Company Industry JurisdictionAssembly Biosciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 2,210,000 shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 331,500 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.