SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 15th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 14, 2017, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT VUZIX CORPORATIONCommon Stock Purchase Warrant • December 15th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June [ ], 2018 (the “Initial Exercise Date”) and on or prior to the close of business on the three year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vuzix Corporation, a Delaware corporation (the “Company”), up to ____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
December 13, 2017Brokerage Agreement • December 15th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This letter will confirm the understanding and agreement (the “Agreement”) between Chardan Capital Markets, LLC (“Broker”) and Vuzix Corporation (the “Company”) as follows:
