FORM OF PARTICIPANT AGREEMENTParticipant Agreement • January 26th, 2018 • Lattice Strategies Trust • New York
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Lattice Strategies Trust (the “Trust”) is organized as a Delaware statutory trust and consists of separate series (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. Each Fund is an open-end management investment company and a series of the Trust. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares and Creation Units (as defined below).
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 26th, 2018 • Lattice Strategies Trust
This Amendment ("Amendment") is to the Investment Sub-Advisory Agreement (defined below), is effective as of April 24 2017, by and among Lattice Strategies LLC a Delaware limited liability company located at 101 Montgomery Street, 27th Floor, San Francisco, California 94104 ("Advisor"), and Mellon Capital Management Corporation, a Delaware corporation, located at 50 Fremont Street, Suite 3900, San Francisco, California 94105 ("Sub-Advisor")
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 26th, 2018 • Lattice Strategies Trust
This Amendment to the Investment Advisory Agreement (this "Amendment") is made and entered into on April 24, 2017 by and between Lattice Strategies Trust, a Delaware statutory trust organized on April 15, 2014 (the "Trust"), on behalf of its series listed on Schedule A attached hereto (each a "Fund" and collectively, the "Funds"), and Lattice Strategies LLC, a Delaware limited liability company (the "Advisor").
