SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2018 • Hartford Mutual Funds Ii Inc • New York
Contract Type FiledFebruary 28th, 2018 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of October 19, 2016 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
GLOBAL SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • February 28th, 2018 • Hartford Mutual Funds Ii Inc
Contract Type FiledFebruary 28th, 2018 Company
SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • February 28th, 2018 • Hartford Mutual Funds Ii Inc • New York
Contract Type FiledFebruary 28th, 2018 Company JurisdictionTHIS AGREEMENT is made as of this 19th day of October, 2016, among SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC., (“SIMNA”), a corporation organized under the laws of the State of Delaware with its principal place of business at 875 Third Avenue, 22nd Floor, New York 10022, and SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED (“SIMNA Limited”), a UK corporation with its principal place of business at 31 Gresham Street, London, UK EC2V 7QA.
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2018 • Hartford Mutual Funds Ii Inc
Contract Type FiledFebruary 28th, 2018 CompanyTHIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 7, 2018, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
FIRST AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2018 • Hartford Mutual Funds Ii Inc • New York
Contract Type FiledFebruary 28th, 2018 Company JurisdictionThis first amendment to that certain Amended and Restated Transfer Agency Agreement (the “Agreement”), dated 1st day of November, 2017, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (collectively, the “Funds”), each, a Maryland corporation having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087, is made effective as of November 1, 2017 (the “Amendment”).