SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 9th, 2018 • PARETEUM Corp • Services-computer integrated systems design • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of May 9, 2018, is by and among Pareteum Corporation, a Delaware corporation with headquarters located at 1185 Avenue of the Americas, 37th Floor, New York, NY 10036 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 9th, 2018 • PARETEUM Corp • Services-computer integrated systems design • New York
This letter (this “Agreement”) constitutes the agreement between Pareteum Corp., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
