HARTFORD FUNDS EXCHANGE-TRADED TRUST PARTICIPANT AGREEMENTParticipant Agreement • May 18th, 2018 • Hartford Funds Exchange-Traded Trust • New York
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Hartford Funds Exchange-Traded Trust (the “Trust”) is organized as a Delaware statutory trust and consists of separate series (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. Each Fund is an open-end management investment company and a series of the Trust. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares and Creation Units (as defined below).
MASTER TRANSFER AGENCY AND SERVICE AGREEMENTMaster Transfer Agency and Service Agreement • May 18th, 2018 • Hartford Funds Exchange-Traded Trust • New York
THIS AGREEMENT is made as of the 13th day of February, 2018, by and between State Street Bank and Trust Company (“State Street” or the “Transfer Agent”) and each management investment company identified on Schedule A hereto and each management investment company which becomes a party to this Agreement in accordance with the terms of Section 12.1 hereof (in each case, a “Trust” and, collectively, the “Trusts”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 18th, 2018 • Hartford Funds Exchange-Traded Trust • Colorado
THIS AGREEMENT (the “Agreement”) is made as of __________, 2018, between Hartford Funds Exchange-Traded Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
