INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 29th, 2018 • OSI ETF Trust • Delaware
Agreement made as of June 28, 2018, between OSI ETF Trust, a Delaware statutory trust and registered open-end management investment company (the “Trust”), and O’Shares Investment Advisers, LLC (the “Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
LICENSING AGREEMENTLicensing Agreement • October 29th, 2018 • OSI ETF Trust
This AGREEMENT, dated AS OF May 23, 2018 by and among O’Shares Investment Advisers, LLC Inc., a Delaware corporation (“O’Shares”), and OSI ETF Trust, a Delaware statutory trust (the “Trust”) that is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of certain series of the Trust identified on Exhibit A, as it may be amended from time to time (each, a “Fund” and, collectively, the “Funds”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 29th, 2018 • OSI ETF Trust • Delaware
Agreement made as of June 28, 2018, 2018, between O’Shares Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company with its principal offices located at 1010 Sherbrooke St. West, Suite 2510, Montreal, QC H3A 2R7 (Canada), and FFCM LLC (the “Sub-Adviser’’), a Massachusetts limited liability company with its principal offices located at 53 State Street, Suite 1308, Boston, MA 02109.
JOINDER AND AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • October 29th, 2018 • OSI ETF Trust • New York
This JOINDER AND AMENDMENT (this “Amendment”) to the FUND SERVICES AGREEMENT of December 21, 2016 (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and OSI ETF TRUST, for itself and on behalf of its various series listed on Schedule A thereto (each, a “Customer”), is entered into and shall be effective as of May 17, 2018 (the “Effective Date”) among the above parties, O’Shares FTSE U.S. Quality Dividend ETF, O’Shares FTSE Europe Quality Dividend ETF and O’Shares FTSE Asia Pacific Quality Dividend ETF (the “New Customers”). Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
JOINDER AND AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • October 29th, 2018 • OSI ETF Trust • New York
This JOINDER AND AMENDMENT (this “Amendment”) to the AGENCY SERVICES AGREEMENT of December 13, 2016 (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and OSI ETF TRUST, for itself and on behalf of its various series listed on Exhibit A thereto (each, a “Customer”), is entered into and shall be effective as of May 17, 2018 (the “Effective Date”) among the above parties, O’Shares FTSE U.S. Quality Dividend ETF, O’Shares FTSE Europe Quality Dividend ETF and O’Shares FTSE Asia Pacific Quality Dividend ETF (the “New Customers”). Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
SUB-LICENSING AGREEMENTSublicensing Agreement • October 29th, 2018 • OSI ETF Trust
This AGREEMENT, dated as of May 23, 2018 by and among O'Shares Investments Inc., a Canadian corporation ("O'Shares"), and OSI ETF Trust, a Delaware statutory trust (the "Trust") that is registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the "1940 Act"), on behalf of certain series of the Trust identified on Exhibit A, as it may be amended from time to time (each, a "Fund" and, collectively, the "Funds").
SECOND AMENDMENT TO OSI ETF TRUST DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 29th, 2018 • OSI ETF Trust • Delaware
This Second Amendment (the "Amendment' ') to the ETF Distribution Agreement (the "Agreement") dated as of May 31, 2017, as amended, by and between OSI ETF Trust (the "Trust")
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • October 29th, 2018 • OSI ETF Trust • New York
This JOINDER AND AMENDMENT (this “Amendment”) to the GLOBAL CUSTODY AGREEMENT of December 13, 2016 (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and OSI ETF TRUST, for itself and on behalf of its various series listed on Schedule A thereto (each, a “Customer”), is entered into and shall be effective as of May 17, 2018 (the “Effective Date”) among the above parties, O’Shares FTSE U.S. Quality Dividend ETF, O’Shares FTSE Europe Quality Dividend ETF and O’Shares FTSE Asia Pacific Quality Dividend ETF (the “New Customers”). Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • October 29th, 2018 • OSI ETF Trust • New York
This AMENDMENT (this “Amendment”) to the FUND SERVICES AGREEMENT of December 21, 2016 (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and OSI ETF TRUST, for itself and on behalf of its various series listed on Schedule A thereto (each, a “Customer”), is entered into and shall be effective as of July 1, 2018 (the “Effective Date”)among the above parties. Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
