SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 31, 2018, by and among Applied DNA Sciences, Inc., a Delaware corporation, with headquarters located at 50 Health Sciences Drive, Stony Brook, New York 11790 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
FIRST AMENDMENT TO SECURITY AGREEMENTSecurity Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionThis FIRST AMENDMENT TO SECURITY AGREEMENT (this “Amendment”), dated as of November 26, 2018, is between APPLIED DNA SCIENCES, INC., a Delaware corporation (the “Grantor”) and DELAWARE TRUST COMPANY, a Delaware corporation, as collateral agent (together with its successors and assigns, in such capacity, the “Collateral Agent”) for the benefit of the undersigned investors (each, a “Buyer” and collectively, the “Buyers”; the Buyers and the Collateral Agent are collectively, together with their successors and assigns, referred to herein as the “Secured Parties”) and the other Secured Parties.
SECURITY AGREEMENTSecurity Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionSchedule VI - Location, Chief Executive Office, Type of Organization, Jurisdiction of Organization and Organizational Identification Number
GUARANTY AND SECURITY AGREEMENTGuaranty and Security Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionGUARANTY AND SECURITY AGREEMENT (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Agreement”) dated October 19, 2018 made by APDN (B.V.I.) Inc., a corporation organized under the laws of the British Virgin Islands (the “Grantor”), in favor of DELAWARE TRUST COMPANY, a Delaware corporation, as collateral agent (together with any successor collateral agent, in such capacity, the “Collateral Agent”) for the benefit of the investors listed on the Schedule of Buyers (each a “Buyer” and collectively, the “Buyers”; the Buyers and the Collateral Agent are collectively, with their successors and assigns, the “Secured Parties”)) set forth in the Securities Purchase Agreement, dated as of August 31, 2018 (as amended, amended and restated, supplemented or otherwise modified from time to time) and the other Secured Parties (the “Securities Purchase Agreement”).
COLLATERAL AGENCY AGREEMENTCollateral Agency Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionTHIS COLLATERAL AGENCY AGREEMENT (this “Agreement”) is made effective as of October 19, 2018, between DELAWARE TRUST COMPANY, a Delaware corporation (the “Collateral Agent”), APPLIED DNA SCIENCES, INC., a Delaware corporation (the “Issuer”), APDN (B.V.I.) INC., a corporation organized under the laws of the British Virgin Islands (“APDN (B.V.I.”), collectively with the Issuer, the “Debtors”), and each of the investors listed on Schedule 1 attached hereto (each a “Buyer” and collectively, the “Buyers”).
INTELLECTUAL PROPERTY SECURITY AGREEMENTIntellectual Property Security Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionThis INTELLECTUAL PROPERTY SECURITY AGREEMENT (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the “IP Security Agreement”) dated October 19, 2018, is made by APDN (B.V.I.) Inc., a corporation formed under the laws of the British Virgin Islands (the “Grantor”), in favor of DELAWARE TRUST COMPANY, a Delaware corporation, as collateral agent (the “Collateral Agent”) for the Secured Parties (as defined in the Guaranty and Security Agreement referred to below).
INTELLECTUAL PROPERTY SECURITY AGREEMENTIntellectual Property Security Agreement • December 18th, 2018 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Contract Type FiledDecember 18th, 2018 Company Industry JurisdictionThis INTELLECTUAL PROPERTY SECURITY AGREEMENT (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the “IP Security Agreement”) dated October 19, 2018, is made by APPLIED DNA SCIENCES, INC. a Delaware corporation (the “Grantor”), in favor of DELAWARE TRUST COMPANY, a Delaware corporation, as collateral agent (the “Collateral Agent”) for the Secured Parties (as defined in the Security Agreement referred to below).