GUARDION HEALTH SCIENCES, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 21st, 2019 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • California
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March [__], 2019, is entered into by and between Guardion Health Sciences, Inc., a Delaware corporation (“SELLER”), and each individual or entity named on the signature pages attached hereto (each, a “PURCHASER” and all of such individuals or entities, the “PURCHASERS”).
ContractGuardion Health Sciences, Inc. • March 21st, 2019 • Pharmaceutical preparations • California
THIS WARRANT AND ANY SHARES OF COMMON STOCK ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR A QUALIFIED OFFERING CIRCULAR UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT.
PROMISSORY NOTEGuardion Health Sciences, Inc. • March 21st, 2019 • Pharmaceutical preparations • California
This Note (the “Note”) is being issued to evidence an unsecured loan to the Borrower for working capital purposes and operating expenses.
