2,000,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTInvestment Management Agreement • March 26th, 2019 • Horizon Technology Finance Corp • New York
Contract Type FiledMarch 26th, 2019 Company JurisdictionHorizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell 2,000,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC is acting as representative (in such capacity, the “Representative”).