OUTLOOK THERAPEUTICS, INC. [●] Shares of Common Stock 15-Month Warrants to Purchase up to [●] Shares of Common Stock Five-Year Warrants to Purchase up to [●] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 9th, 2019 • Outlook Therapeutics, Inc. • Biological products, (no disgnostic substances)
Outlook Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained in this Underwriting Agreement (the “Agreement”), to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of (i) [●] shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”), (ii) 15-Month Warrants (the “15-Month Warrants”) to purchase up to an aggregate of [●] shares of Common Stock (the “15-Month Warrant Shares”) and (iii) Five-Year Warrants (the “Five-Year Warrants” and, collectively with the 15-Month Warrants, the “Warrants”) to purchase up to an aggregate of [●] shares of Common Stock (the “Five-Year Warrant Shares” and, collectively with the 15-Month Warrant Shares, the “Warrant Shares”). The respective amounts of the Shares and Warrants to be purchased by each of the several Underwriters are
WARRANT AGREEMENTWarrant Agreement • April 9th, 2019 • Outlook Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
THIS WARRANT AGREEMENT made as of April [●], 2019 (the “Issuance Date”), between Outlook Therapeutics, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
