COMMON STOCK PURCHASE WARRANT SORRENTO THERAPEUTICS, INC.Sorrento Therapeutics, Inc. • October 8th, 2019 • Services-commercial physical & biological research • New York
Company FiledOctober 8th, 2019 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Sorrento Therapeutics, Inc., a Delaware corporation (the “Company”), up to ______ shares of the Company’s Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 8th, 2019 • Sorrento Therapeutics, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledOctober 8th, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 7, 2019, between Sorrento Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).