UP TO 200,000 UNITS OF LIMITED PARTNERSHIP INTERESTS OF SQN AIF IV, L.P. (a Delaware limited partnership) SELLING AGREEMENTSQN Aif Iv, L.P. • October 23rd, 2012 • New York
Reference is made to the enclosed prospectus, as supplemented or amended from time to time (the “Prospectus”), relating to the offering by SQN AIF IV, L.P., a Delaware limited partnership (the “Partnership”), of up to 200,000 units of limited partnership interests (the “Units”) at a public offering price of $1,000.00 per Unit (the “Offering”). The Units and the terms upon which the Units are offered are more fully described in the Prospectus dated [__________________], 20[__], the date on which the Securities and Exchange Commission (“SEC”) declared the Offering’s registration statement to be effective.
MANAGEMENT, ORIGINATION AND SERVICING AGREEMENTManagement, Origination and Servicing Agreement • October 23rd, 2012 • SQN Aif Iv, L.P. • New York
THIS MANAGEMENT, ORIGINATION AND SERVICING AGREEMENT, dated as of the ____ day of __, 2012 (this “Agreement”) by and between SQN AIF IV, L.P., a Delaware limited partnership (the “Fund”) and SQN Capital Management, LLC, a Delaware limited liability company (the “Investment Manager”). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement of Limited Partnership of the Fund, dated as of _________, 2012, as amended from time to time (the “Partnership Agreement”).
UP TO 200,000 UNITS OF LIMITED PARTNERSHIP INTERESTS of SQN AIF IV, L.P. (a Delaware limited partnership) SELLING AGENT AGREEMENTSQN Aif Iv, L.P. • October 23rd, 2012 • New York
SQN AIF IV GP, LLC, a Delaware limited liability company (the “General Partner”), as General Partner of SQN AIF IV, L.P., a Delaware limited partnership (the “Partnership”), confirms its agreement with SQN Securities, LLC, a Delaware limited liability company (the “Selling Agent”), pursuant to which the Selling Agent is authorized to select and provide sales support to a group of broker-dealers (the “Selling Dealers”), which are members of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and registered investment advisers that, together with you, will offer directly to the general public on a “best efforts” basis, a total maximum offering of up to 200,000 limited liability partnership interests (the “Units”) of the Partnership, at a public offering price of $1,000 per Unit (the “Offering”).
ESCROW AGREEMENTEscrow Agreement • October 23rd, 2012 • SQN Aif Iv, L.P. • New York
THIS AGREEMENT is dated as of _____________, 201_, by and among SQN AIF IV GP, LLC, a Delaware limited liability company (the “General Partner”), SQN Securities, LLC, a Delaware limited liability company (the “Selling Agent”), SQN AIF IV, L.P., a Delaware limited partnership (the “Partnership”), and Signature Bank, a New York State chartered bank, as escrow agent (the “Escrow Agent”).
