Riot Platforms, Inc. Shares of Common Stock (no par value per share) Controlled Equity OfferingSM Sales AgreementRiot Platforms, Inc. • August 9th, 2023 • Finance services • New York
Company FiledAugust 9th, 2023 Industry JurisdictionRiot Platforms, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co., B. Riley Securities, Inc., BTIG, LLC, Roth Capital Partners, LLC, Compass Point Research & Trading, LLC, Northland Securities, Inc., Moelis & Company LLC, and Stifel Nicolaus Canada Inc. (collectively, the “Agents,” and individually, an “Agent”), as follows: