SHARES OF COMMON STOCK CONCIERGE TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2022 • Concierge Technologies Inc • Finance services • New York
Contract Type FiledJanuary 31st, 2022 Company Industry JurisdictionThe undersigned, CONCIERGE TECHNOLOGIES, INC., a company incorporated under the laws of Nevada (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of CONCIERGE TECHNOLOGIES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
COMMON STOCK PURCHASE WARRANT CONCIERGE TECHNOLOGIES, INC.Representative’s Warrant Agreement • January 31st, 2022 • Concierge Technologies Inc • Finance services
Contract Type FiledJanuary 31st, 2022 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, MAXIM PARTNERS LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after __________, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on __________, 2027 (the “Termination Date”)3 but not thereafter, to subscribe for and purchase from Concierge Technologies, Inc., a Nevada corporation (the “Company”), up to __________ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).