COMMON STOCK PURCHASE WARRANT PRECISION THERAPEUTICS INC.Precision Therapeutics Inc. • October 4th, 2018 • Orthopedic, prosthetic & surgical appliances & supplies • Nevada
Company FiledOctober 4th, 2018 Industry JurisdictionHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with the funding of the purchase price of $600,000, with respect to the first tranche of $681,818.80 under that certain convertible promissory note in the original principal amount of $852,273.25 on September 28, 2018 by the Company (as defined below) to the Holder (as defined below)) (the “Note”), Peak One Opportunity Fund, LP, a Delaware limited partnership (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Precision Therapeutics Inc., a Delaware corporation (the “Company”), up to 397,544 shares of Common Stock (as defined below) (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) (with the understanding that the H
SECURITY AGREEMENTSecurity Agreement • October 4th, 2018 • Precision Therapeutics Inc. • Orthopedic, prosthetic & surgical appliances & supplies • Nevada
Contract Type FiledOctober 4th, 2018 Company Industry JurisdictionTHIS SECURITY AGREEMENT (this “Agreement”), is entered into as of September 28, 2018 (the “Effective Date”), by and between PRECISION THERAPEUTICS INC., a Delaware corporation (the “Borrower”), and PEAK ONE OPPORTUNITY FUND, LP, a Delaware limited partnership (the “Secured Party”). All capitalized terms not otherwise defined herein shall the meanings ascribed to them in that certain Securities Purchase Agreement and Note (as defined below) by and between Borrower and the Secured Party of even date (the “Purchase Agreement”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 4th, 2018 • Precision Therapeutics Inc. • Orthopedic, prosthetic & surgical appliances & supplies • Kansas
Contract Type FiledOctober 4th, 2018 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 28, 2018, (the “Execution Date”), is entered into by and between PRECISION THERAPEUTICS INC., a Delaware corporation, (the “Company”), and L2 CAPITAL, LLC, a Kansas limited liability company (the “Buyer”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 4th, 2018 • Precision Therapeutics Inc. • Orthopedic, prosthetic & surgical appliances & supplies • Nevada
Contract Type FiledOctober 4th, 2018 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 28, 2018 (the “Execution Date”), is entered into by and between PRECISION THERAPEUTICS, INC., a Delaware corporation (the “Company”), and PEAK ONE OPPORTUNITY FUND, LP, a Delaware limited partnership (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in that certain Securities Purchase Agreement by and between the parties hereto, dated as of the Execution Date (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
COMMON STOCK PURCHASE WARRANT PRECISION THERAPEUTICS INC.Precision Therapeutics Inc. • October 4th, 2018 • Orthopedic, prosthetic & surgical appliances & supplies • Kansas
Company FiledOctober 4th, 2018 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with the funding of the purchase price of $1,400,000.00, with respect to the first tranche of $1,615,908.70 under that certain convertible promissory note in the original principal amount of $2,013,635.75 on September 28, 2018 by the Company (as defined below) to the Holder (as defined below)) (the “Note”), L2 Capital, LLC, a Kansas limited liability company (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Precision Therapeutics Inc., a Delaware corporation (the “Company”), up to 939,261 shares of Common Stock (as defined below) (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) (with the understanding that the H
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 4th, 2018 • Precision Therapeutics Inc. • Orthopedic, prosthetic & surgical appliances & supplies • Kansas
Contract Type FiledOctober 4th, 2018 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 28, 2018 (the “Execution Date”), is entered into by and between PRECISION THERAPEUTICS INC., a Delaware corporation (the “Company”), and L2 CAPITAL, LLC, a Kansas limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in that certain Securities Purchase Agreement by and between the parties hereto, dated as of the Execution Date (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).